Our Compliance Initiative and Due Diligence Policy

KYC

U.S. Wall Street Union Bank uses KYC -- Know Your Customer -- method as a basic tool for meeting stringent compliance regulations. Our KYC process includes but is not limited to the following:
Collection and Analysis of basic custom identity (CIP Program) Name matching against known agency lists Expectation of transactions and realistic customer goals

AML

U.S. Wall Street Union Bank use AML -- Anti-Money Laundering -- method as a further mechanism to ensure legitimate business transactions. Our AML process includes but is not limited to the following:
Construction of protocols to detect fraudulent transactions Report to necessary authorities those suspected of money laundering Customer identification retained for at least 5 years to ensure prolonged security

Checklist

U.S. Wall Street Union Bank installs internal procedures which employees must follow and maintain. This helps determine if at any point of the transaction process an error has been made.
We are able to manage and control the confidentiality of our clients while providing deal completion.

Our Disclaimer

U.S. Wall Street Union Bank does not warrant the accuracy, reliability or legality of any information or material contained herein. The information supplied does not constitute financial advice and you should seek independent advice before undertaking any financial transactions based on information supplied herein. U.S. Wall Street Union Bank does not accept any liability whatsoever for any loss or damage suffered or incurred as a result of your relying on information or material published on this website. We aim to keep our website up to date with current financial rules and regulations. We seek to uphold the highest standards.